Form 144

Results: 602



#Item
301SEC filings / Financial economics / United States securities law / 73rd United States Congress / Form 144 / Securities Act / Form 4 / Short / Regulation D / United States Securities and Exchange Commission / Finance / Business

Microsoft Word - NY12525-#[removed]v7-Rule_144_comment_letter.DOC

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Source URL: www.sec.gov

Language: English - Date: 2007-09-07 13:30:08
302Investment / Alternative Trading Systems / Securities Exchange Act / Futures contract / Algorithmic trading / Form 144 / Financial markets / Financial economics / Finance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing

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Source URL: www.sec.gov

Language: English - Date: 2012-11-06 06:59:01
303Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Government / United States / Form 144 / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]December 15, 2009 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2009-12-17 11:36:09
304United States Securities and Exchange Commission / SEC filings / Financial regulation / United States / Securities Exchange Act / U.S. Securities and Exchange Commission / Chicago Board Options Exchange / NASDAQ / Form 144 / United States securities law / Economy of the United States / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit Listing Option Series that are Restricted to Closing Transactions if Such Series are Listed and Restricted to Closing Transactions on Anoth

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Source URL: www.sec.gov

Language: English - Date: 2009-10-28 10:56:39
305Financial regulation / Securities Exchange Act / International Securities Exchange / U.S. Securities and Exchange Commission / Government / SEC filing / Form 144 / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]December 15, 2011 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of

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Source URL: www.sec.gov

Language: English - Date: 2011-12-19 15:03:42
306Financial regulation / 73rd United States Congress / Form 144 / Securities Act / Form 4 / Government / U.S. Securities and Exchange Commission / Finance / Regulation S-K / SEC filings / United States Securities and Exchange Commission / United States securities law

7101 Wisconsin Avenue, Suite 1410 Bethesda, Maryland[removed]Tel: ([removed]Fax: ([removed]Web: http://www.washingtonservice.com

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Source URL: www.sec.gov

Language: English - Date: 2007-09-07 13:31:48
307Securities Exchange Act / Financial regulation / International Securities Exchange / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Government / United States / Securities regulation in the United States / Form 144 / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]December 22, 2008 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of

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Source URL: www.sec.gov

Language: English - Date: 2008-12-24 10:15:09
308Financial system / Finance / International Securities Exchange / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Inter-connected Stock Exchange of India / Form 144 / United States securities law / Financial economics / Financial markets

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-12-30 16:01:13
309Organizational behavior / Recruitment / Turnover / Human resource management / Employment / Management

Department of Human Resources Compensation Management 144 State Street Montpelier, VT[removed]Print Form

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Source URL: humanresources.vermont.gov

Language: English - Date: 2013-04-10 09:18:42
310Financial system / Trade Reporting And Compliance Engine / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Broker-dealer / Asset-backed security / Self-regulatory organization / Form 144 / United States securities law / Financial economics / Finance

Notice of Filing of Proposed Rule Change to Amend Certain Trade Reporting and Compliance Rules

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Source URL: www.sec.gov

Language: English - Date: 2011-10-03 13:07:21
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